About this event
Is your firm looking for a digital solution to remove client onboarding pain points?
On December 8th, join our panel of industry professionals to discuss how to transform your practice with digital onboarding. This webinar will showcase how your firm can fund accounts faster and plan for a successful implementation. Questions are encouraged, we look forward to connecting with you.
Hosted by Jeff Harvie, Head of Growth, Four Eyes Financial
David Wilson, Senior Vice-President, Operations, Wellington-Altus Private Wealth
Kelly Seabrook, Associate Vice-President, Advisor Experience, Wellington-Altus Private Wealth
Pallav Kapur, Managing Director, Head of Banking USA, Synpulse
Sean Shore, Legal and Compliance Professional and Independent Public Company Director
- Head of Banking Synpulse NA - Extensive wealth management experience US and NA - Expertise with large scale business transformation and tech implementation
Kelly Seabrook is the Associate Vice-President, Advisor Experience at Wellington – Altus Private Wealth. Having worked in the industry since 2005, Kelly has held several roles, from Investment Advisor to Operations Manager to Associate Vice President, Advisor Experience. In her current role, she views Investment Advisors as her clients. She measures her success by the positive impact her and her team have on the Advisors who service Wellington’s end clients. Outside of work, Kelly is married with 2 sons, Ben and Jake. She enjoys following them around and cheering them on as the play lacrosse, hockey, and football.
Sean Shore is a lawyer at Canadian Compliance & Regulatory Law where he represents investment dealers, portfolio managers and other registrants in the Canadian investment industry. He is also a public hearing panel member for the Investment Industry Regulatory Organization of Canada and industry hearing panel member for the Mutual Fund Dealers Association of Canada. He was previously the Chief Compliance Officer for the Wellington West Group of Companies and following the Wellington West acquisition by National Bank Financial, held a senior compliance role with National Bank Financial. Mr. Shore holds law degrees from the University of Manitoba and the London School of Economics and has been practicing law since 1995.
David Wilson is the Senior Vice-President, Operations at Wellington – Altus Private Wealth. His extensive experience in sales, consulting and investment management allow him to support the Operational channels at Wellington with an Advisor-first mindset. David is happily married with one son, Sam. He enjoys cooking and spending time in lake country with his family whenever he can.
Jeff is a seasoned global executive with expertise in strategy and business development. His 20 years of direct experience running operational and front office teams at TD Wealth, and global experience leading technology sales into some of the world’s leading global financial services brands; means he’s well equipped to help investment firms solve today’s complex business challenges. Jeff is committed to creating opportunities through education and is an active board member of the Merit Bursary Award Program.
Surveillance & Suitability software used by compliance teams, with advisor tools to deepen relationships and be more proactive with their advice.