Compliance Hot Topics - Risk Rate Scoring and Ongoing Monitoring

When implementing a Risk Based approach to compliance one of the first decisions that you have to make is how you will rate and score your clients. In this fifteen minute seminar we will take a look at the advantages of a weighted average risk scoring system over a simple sum. The presentation will explain how a weighted average score is calculated and look at how its implementation can deliver a fine tuned risk profile for your business.

After on-boarding clients, one of the biggest challenges for compliance professionals is keeping on top of the many changes that may affect a client's risk rating, plus ensuring that records are kept up-to-date. In the second half of this seminar we will demonstrate the various features of Moebius Software that deliver alerts and warnings to assist in managing this challenge.