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RegTech Associates invites you to their event

Customer behaviour - the missing link between KYC and AML

About this event

Know Your Customer (KYC) is one of the most important compliance pillars in safeguarding firms’ from being used by criminal elements for money laundering. At the point of onboarding, regulated firms have a clear understanding of the financial crime risks associated with that client.

But once those initial checks are conducted, how can financial institutions monitor their customers’ ongoing behaviour?

In the current climate, it is becoming more-and-more important that financial firms spot anomalous behaviour when it occurs, not when the next periodic review of client files happens.

Register for our webinar, in partnership with Napier, where we will discuss:

  • Customer behaviour - what it is and why it is important in financial crime compliance
  • The missing link between KYC and AML - the customer-centric view
  • How the ongoing review of customer activity can facilitate the move to continuous KYC
  • The additional benefits of this approach and why it is important

If you can’t make the live webinar, we encourage you to still register as we will send you the recording of the session afterwards.

Hosted by

  • Guest speaker
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    Alan Morley Financial Crime Behaviourist

    Alan is a Financial Crime behaviourist and designs methods and process to identify and resolve financial crime matters. He led the mitigation of various regulatory and compliance challenges focusing on Trade Surveillance, reporting, AML, KYC and Compliance Risk for financial institutions globally.

  • Team member
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    RegTech Associates RegTech Associates Marketing @ RegTech Associates

    Founded in 2017, RegTech Associates is a research company and use our analysis to provide strategic insight and advice to our clients. Our USP is our industry and regulatory knowledge, underpinned by the research of over 1,400 Reg and Risk Tech products and an extensive database.

  • Guest speaker
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    Greg Watson COO @ Napier

    Greg’s knowledge and experience gained from over 25 years in the financial services industry includes roles at HSBC where he built out a client-facing organisation to manage client onboarding and due diligence, spanning the entire product set of GBM across 35+ countries.

  • Guest speaker
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    Wendy Murray Associate Director and Head of Lysis Academy @ Lysis Financial

    Wendy has over 15 years of experience in the financial services industry working in AML Compliance, Client Onboarding and AML Operations with investment banks in London including RBS, ING, Bear Stearns, Deutsche Bank and Commerzbank.

  • Guest speaker
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    Nitzan Solomon (VP) Head of Surveillance and Financial Crime Technology, EMEA @ Nomura

    As head of Surveillance and Financial Crime Technology, Nitzan is responsible for the technology, systems, and data across multiple compliance areas. She is also a member of the A-team RegTech Industry Advisory board and has recently been named one of the UK Top 100 Women In Tech by WeAreTheCity.

RegTech Associates

Realising the value of RegTech

We are a research company and use our analysis to provide strategic insight and advice to our clients within the RegTech industry. This helps our technology clients grow and our regulated firm clients manage compliance more effectively.

Contact us at events@rtassociates.co