RegTech Associates invites you to their event
About this event
In today’s complex and ever-changing business landscape, organizations face a multitude of challenges that demand effective management and oversight. Among these challenges, governance, risk and compliance (GRC) emerge as essential pillars to ensure the stability, resilience and ethical conduct of a firm. The importance of GRC therefore cannot be overstated, as it encompasses the systematic management of governance frameworks, risk identification and mitigation, and adherence to regulatory requirements.
In this webinar, we will explore the role of internal controls within a broader governance, risk and compliance framework. Centralizing and automating this internal control process will elevate your strategy further, enabling you to create a single source of truth that helps you to enhance productivity and reduce costs This webinar will focus on topic areas such as:
This webinar will focus on critical topic areas such as:
About SAI360:
SAI360 is a leading cloud-based solution provider for integrated GRC and more. Our modular approach allows you to take advantage of configurable solutions and quickly shape them to help you thrive in the evolving Governance, Risk and Compliance landscape. To learn more about the SAI360 platform and how we can advance your GRC goals. Contact us online to set up a call with one of our representatives.
Hosted by
Sam is the Head of Non Financial Risk Transformation at Deutsche Bank where she has been overseeing the implementation of the bank's control framework and its integration with regulatory and non-financial risk data. Her ~ 20 year career in financial services spans across roles in management consulting, investment banking strategy, corporate governance, risk and change management.
Anna is a Risk and Compliance Consultant with 10 years of experience across consulting (Baringa Partners, Braithwate) and industry roles (TP-ICAP) focused on regulatory change management, policy and procedure design, and RegTech implementation across wholesale and retail markets. She has recently completed a MSt in AI Ethics and Society at Cambridge University.
Founded in 2017, RegTech Associates is a research company and use our analysis to provide strategic insight and advice to our clients. Our USP is our industry and regulatory knowledge, underpinned by the research of over 1,400 Reg and Risk Tech products and an extensive database.
Scott has over 20 years of consultative and business development experience with information technology focusing on promoting sound risk management and security practices to clients and partners throughout the public and private sectors.
Roselyn Baah Sarfo is a senior Compliance Generalist and Advisor with extensive experience building the compliance framework and heading departments in small and medium-sized investment firms. She previously held a Compliance Oversight Officer (SMF 16) and Money Laundering Reporting Officer (SMF 17) role at a London-based boutique asset management firm. She has a demonstrated history of leading various regulatory change implementation projects such as MiFID II, SMCR, SFDR, and Consumer Duty. Roselyn is also the founder of The GRC Network, a community that empowers Governance, Risk and Compliance professionals and undergraduates within financial services through knowledge sharing, providing tools for career advancement and increasing diversity and inclusion.
Sian leads the research and client delivery activities at RegTech Associates. She has 25 years of experience in implementing regulatory change in financial services and holds a PhD from the London School of Economics. She is recognised expert, speaker and influencer in RegTech.
We are a research company and use our analysis to provide strategic insight and advice to our clients within the RegTech industry. This helps our technology clients grow and our regulated firm clients manage compliance more effectively.
Contact us at events@rtassociates.co
